Our Services
Regulatory & Licensing
We help financial services organisations navigate complex regulatory frameworks with clarity and confidence. Our expertise includes AFSL/ACL applications, responsible manager support, regulatory change interpretation, and strategic guidance across ASIC, APRA, and ACCC compliance.
Compliance & Governance
We design, uplift and assess compliance frameworks to ensure your organisation meets its legal and risk obligations. This includes breach reporting, conduct risk management, board governance support, and AML/CTF program development.
Financial Product Advice
From traditional financial products to emerging digital offerings, we support clients in product structuring, disclosure, DDO compliance, and product governance frameworks that meet evolving regulatory expectations.
Investigations & Disputes
We manage complex regulatory investigations and disputes involving ASIC, AFCA, and internal enforcement matters. Our approach is pragmatic, discreet, and focused on achieving efficient resolutions and minimising business disruption.
Transactions & Commercial Advisory
We advise on the legal and regulatory aspects of transactions involving financial services businesses, managed investment schemes, lending arrangements, and commercial contracts across the sector.
Risk, Conduct & Accountability
We assist with executive accountability regimes (including FAR/BEAR), culture assessments, conduct remediation, governance reviews, and risk uplift programs designed to strengthen organisational integrity.
